| 1 |
Performance and accountability report / U.S. Securities and Exchange Commission
2004 (2004)-. - Lanham, Md. : Bernan, a Division of the Kraus Organization , 2005-
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| 2 |
SEC「会計連続通牒」 / [アメリカ合衆国証券取引委員会編] ; 鳥羽至英, 村山?五郎責任編集 ; 八田進二 [ほか] 翻訳・解説
1 1930-1960年代,2 1970年代 (1). - 東京 : 中央経済社 , 1998.10-2000.3
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| 3 |
The SEC speaks in 1997 / co-chairs, Barry P. Barbash, William R. McLucas
v. 1,v. 2,v. 3. - New York : Practising Law Institute , c1997
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| 4 |
SEC guidelines : rules and regulations
1996,1998,2000. - Boston, Mass. : Warren, Gorham & Lamont , c1996-c2000
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| 5 |
Annual report / Securities and Exchange Commission
[Reprint ed.]. - [31th (1965)]-. - Buffalo, N.Y. : William S. Hein & Co. , 1996-
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| 6 |
Issues in the perception of auditor independence : a research project commissioned by the chief accountant of the United States Securities and Exchange Commission / by John M. Lacey
Los Angeles, Calif. : School of Accounting, University of Southern California , [1986]
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| 7 |
Directory of companies required to file annual reports with the Securities and Exchange Commission : under the Securities Exchange Act of 1934 / alphabetically and by Industry Groups
Washington, D.C. : U.S. Securities and Exchange Commission for sale by the Supt. of Docs., U.S. Government Printing Office , [1985]
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| 8 |
United States of America before the Securities and Exchange Commission in the matter of McKesson & Robbins, Inc. : report on investigation
New York : Garland Pub. , 1982
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| 9 |
United States of America before the Securities and Exchange Commission in the matter of McKesson & Robbins, Inc. : testimony of expert witnesses
New York : Garland Pub. , 1982
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| 10 |
Institutional investor study report of the Securities and Exchange Commission
v. 1-5, suppl. v. 1, 2(pt. 1-2), summary vol. - suppl. v. 2 pt. 2. - Buffalo, N.Y. : W.S. Hein , 1981
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| 11 |
The SEC's Integrated disclosure system : Regulations S-K and S-X, Forms 10-K and 11-K, Shareholder reports, Proxy rules, New form S-15, Related registration forms : An analysis by Touche Ross & Co
Chicago : Commerce Clearing House Inc. , c1980
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| 12 |
Securities and Exchange Commission report to Congress on the Accounting Profession and the Commission's oversight role / prepared for the Subcommittee on Governmental Efficiency and the District of Columbia of the Committee on Governmental Affairs, United States Senate by the Securities and Exchange Commission
Washington, D.C. : U.S. G.P.O , 1979
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| 13 |
Securities and Exchange Commission report to Congress on the Accounting Profession and the Commission's oversight role / prepared for the Subcommittee on Governmental Efficiency and the District of Columbia of the Committee on Governmental Affairs. United States Senate by the Securities and Exchange Commission
Washington, D.C. : U.S.Government Printing Office , 1978
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| 14 |
Annual report of the Securities and Exchange Commission
[S.l.] : H.J. Mason , 1978-
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| 15 |
Securities and Exchange Commission staff report on transactions in securities of the City of New York / Subcommittee on Economic Stabilization of the Committee on Banking, Finance and Urban Affairs, House of Representatives, 95th Congress, first session
Washington : U.S. Govt. Print. Off. , 1977
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| 16 |
Regulation of the security markets
New York : Arno Press , 1975
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| 17 |
Institutional investors and corporate stock--a background study / Raymond W. Goldsmith, editor
New York : National Bureau of Economic Research. - [New York] : Distributed by Columbia University Press , 1973
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| 18 |
Institutional investor study report of the Securities and Exchange Commission
: set - v. 6. - New York : Arno Press , 1971-
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| 19 |
Directory of companies filing annual reports with the securities and exchange commission : under the securities exchange act of 1934 / United States. Securities and Exchange Commission
Washington : U.S. Government Printing Office , [1971]
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| 20 |
Investment company act of 1940 : as amended December 14, 1970
Washington : for sale by the Supt. of Docs., U.S. Government Printing Office , 1970
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| 21 |
General rules and regulations under the Securities Exchange Act of 1934 / United States. Securities and Exchange Commission
Washington, D.C. : U.S. Government Printing Office , 1967-1970
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| 22 |
General rules and regulations under the Securities Act of 1933
Washington, D.C. : U.S. Government Printing Office , 1966-1970
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| 23 |
Rules of practice and rules relating to investigations and code of behavior governing ex parte communications between persons outside the Commission and decisional employees / United States. Securities and Exchange Commission
[Washington] : For sale by the Supt. of Docs., U.S. Government Printing Office , [1966-1972]
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| 24 |
Annual report / Securities and Exchange Commission
30th (1964)-64th (1998) ; 1999 (1999)-2003 (2003). - Washington, D.C. : U.S. G.P.O. , 1965-2004
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| 25 |
Rules of practice and rules relating to investigations, revised as of October 1, 1964
Washington, D.C. : U.S. Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. Government Printing Office , 1964
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| 26 |
General rules and regulations under the Securities Act of 1933
Washington, D.C. : U.S. Government Printing Office , 1960-1965
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| 27 |
General rules and regulations under the Securities Exchange Act of 1934
Washington, D.C. : U.S. Government Printing Office , 1960-1965
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| 28 |
Organization, procedures, rules of practice, and statutes : July 15, 1960
Washington, D.C. : U.S. Government Printing Office , 1960
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| 29 |
General rules and regulations under the public utility holding company act of 1935
Washington : U.S. Government Printing Office , 1958-1963
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| 30 |
General rules and regulations under the Securities Act of 1933
Washington, D.C. : U.S. Government Printing Office , 1956-1959
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| 31 |
General rules and regulations under the Securities Exchange Act of 1934
Washington, D.C. : U.S. Government Printing Office , 1956-1959
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| 32 |
General rules and regulations under the Investment Company Act of 1940 : as in effect May 1, 1955 / United States, Securities and Exchange Commission
Washington : U.S. Government Printing Office , 1955
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| 33 |
Securities traded on exchanges under the Securities exchange act
Washington, D.C. : Securities and Exchange Commission , [1953]-[1963]
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| 34 |
Cost of flotation, 1945-1949 : data on the cost of flotation of issues effectively registered with the Securities and Exchange Commission
Washington, D.C. : Securities and Exchange Commission , 1951
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| 35 |
Quarterly financial report. United States manufacturing corporations / Federal Trade Commission-Securities and Exchange Commission
1951, 3rd quarter (1951)-1955, 2nd quarter (1955). - Washington, D.C. : Federal Trade Commission , 1951-1955
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| 36 |
Securities registered under the Securities act of 1933: cost of flotation
1950 1st quarter - 1950 2nd quarter. - Washington, D.C. : Securities and Exchange Commission , [1950]-
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| 37 |
General rules and regulations under the Securities Exchange Act of 1934
Washington, D.C. : U.S. Government Printing Office , 1950-1955
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| 38 |
General rules and regulations under the Securities Act of 1933
Washington, D.C. : U.S. Government Printing Office , 1949-1953
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| 39 |
A report on stock trading on the New York Stock Exchange on September 3, 1946
[Washington] : Division of Trading and Exchanges, Securities and Exchange Commission , 1947
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| 40 |
Proposal to safeguard investors in unregistered securities : letter from chairman, Securities and Exchange Commission, transmitting a report of the Securities and Exchange Commission containing ...
Washington : U.S. Government Printing Office , 1946
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| 41 |
General rules and regulations under the Securities Exchange Act of 1934
Washington, D.C. : U.S. Government Printing Office , 1944-1949
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| 42 |
Report on corporate war and post-war reserves, 1939-1942
Philadelphia : Securities and Exchange Commission , [1943]
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| 43 |
Control and influence over industry and economic significance of investment companies ; Conclusions and recommendations
Washington : U.S. Government Printing Office , 1942
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| 44 |
Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission to December 31, 1939 / compiled by Ronald MacDonald
v. 1-5 - v. 5. - Washington : U.S. Government Printing Office , 1941-
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| 45 |
United States Securities and Exchange Commission : survey series : releases
1-4 - 4. - Washington, D.C. : Securities and Exchange Commission , [1941]-[1949]
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| 46 |
General rules and regulations under the Securities Act of 1933
Washington, D.C. : U.S. Government Printing Office , 1941-1947
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| 47 |
Over-the-counter brokers and dealers : registered with the Securities and Exchange Commission
Washington, D.C. : Securities and Exchange Commission , [1940]-
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| 48 |
The work of the Securities and Exchange Commission
[1]-[2]. - [Washington] : U.S. Government Printing Office , 1940-1971
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| 49 |
Abuses and deficiencies in the organization and operation of investment trusts and investment companies
chapter 3-5. - Washington : U.S. Government Printing Office , 1940
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| 50 |
Investment trusts and investment companies : letter from the chairman of the Securities and exchange commission transmitting, pursuant to law, a report on fixed and semifixed investment trusts
Washington : U.S. Government Printing Office , 1940
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| 51 |
General survey of accounting practices and reports to stockholders
Washington : U.S. Government Printing Office , [1940]
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| 52 |
Description of the activities of the united founders corporation group
Washington : U.S. Government Printing Office , [1940]
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| 53 |
Companies sponsoring installment investment plans ; Companies issuing face amount installment certificates ; Investment counsel, investment management, investment supervisory, and investment advisory services ; Fixed and semifixed investment trusts ; Commingled or common trust funds administered by banks and trust companies ; Investment trusts in Great Britain
Washington : U.S. Government Printing Office , 1940
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| 54 |
Charts & tables for use in hearings on savings and investment : Temporary National Economic Committee, May 16th to 26th, 1939 / Investment Banking Sect., Monopoly Study Securities and Exchange Commission
2. - Washington, D.C. : Securities and Exchange Commission , [1939]
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| 55 |
Investment trusts and investment companies : letter from the chairman of the Securities and Exchange Commission, transmitting, pursuant to law, a report on investment trusts in Great Britain
Washington : Government Printing Office , 1939
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| 56 |
The nature, classification, and origins of investment trusts and investment companies ; Statistical survey of investment trusts and investment companies
Washington : U.S. Government Printing Office , 1939
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| 57 |
Detailed histories of various investment trusts and investment companies
1st-2nd section,3rd section,4th section. - Washington : U.S. Government Printing Office , [1939]
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| 58 |
General rules and regulations under the public utility holding company act of 1935
Washington : U.S. Government Printing Office , 1939-1941
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| 59 |
Rules of practice / Securities and Exchange Commission
[Washington : U.S. Government Printing Office , 1939-1946]
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| 60 |
Decisions and reports / Securities and Exchange Commission
Vol. 2 (Jan. 1/Dec. 31, 1937)-. - Washington : U.S. G.P.O. , 1939-
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| 61 |
Management plans without aid of committees
Washington : U.S. Government Printing Office , 1938
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| 62 |
A summary of the law pertaining to equity and bankruptcy reorganizations and of the commission's conclusions and recommendations
Washington : U.S. Government Printing Office , 1938
|
| 63 |
General rules and regulations under the Securities Exchange Act of 1934
Washington, D.C. : U.S. Government Printing Office , 1938-1944
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| 64 |
Decisions / Securities and Exchange Commission
Vol. 1 (July 2, 1934/Dec. 31, 1936)-v. 1 (July 2, 1934/Dec. 31, 1936). - Washington : U.S. G.P.O. - Washington, D.C. : For sale by the Supt. of Docs. , 1938
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| 65 |
Strategy and techniques of protective and reorganization committees
Washington : U.S. Government Printing Office , 1937
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| 66 |
Committees and conflicts of interest
Washington : U.S. Government Printing Office , 1937
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| 67 |
Protective committees and agencies for holders of defaulted foreign governmental bonds
Washington : U.S. Government Printing Office , 1937
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| 68 |
Securities traded on exchanges under the Securities exchange act, as of June 30, 1937
Washington, D.C. : Securities and Exchange Commission , [1937]
|
| 69 |
Compilation of releases under public utility holding company act
Washington : U.S. Government Printing Office , 1937
|
| 70 |
General rules and regulations under the Securities Act of 1933
Washington, D.C. : U.S. Government Printing Office , 1937-1940
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| 71 |
United States Securities and Exchange Commission : statistical series : releases
1 - 8. - [Washington, D.C.] : Securities and Exchange Commission , [1937]-[1946]
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| 72 |
General rules and regulations and forms under the public utility holding company act of 1935
Washington : U.S. Government Printing Office , 1937-1938
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| 73 |
Committees for the holders of real estate bonds
Washington : U.S. Government Printing Office , 1936
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| 74 |
Committees for the holders of municipal and quasi-municipal obligations
Washington : U.S. Government Printing Office , 1936
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| 75 |
Trustees under indentures
Washington : U.S. Government Printing Office , 1936
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| 76 |
Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker : pursuant to section 11(e) of the Securities Exchange Act of 1934
Washington : U.S. Government Printing Office , 1936
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| 77 |
Over-the-counter brokers and dealers : registered with the Securities and Exchange Commission as of January 31, 1936
Washington, D.C. : Securities and Exchange Commission , 1936
|
| 78 |
Over-the-counter brokers and dealers : registered with the Securities and Exchange Commission
Washington, D.C. : Securities and Exchange Commission , [1936]-
|
| 79 |
Background of investment company industry in relation to abuses
Washington : U.S. Government Printing Office , [1936]
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| 80 |
Official summary of holdings of officers, directors, and principal stockholders as reported to the Commission on forms 4, 5, and 6 pursuant to section 16 of the Securities Exchange Act of 1934, as of December 31, 1935
Washington : United States Government Printing Office , 1936
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| 81 |
United States of America before the Securities and Exchange Commission in the matter of Richard Whitney, Edwin D. Morgan, Jr., F. Kingsley Rodewald, Henry D. Mygatt, Daniel G. Condon, John J. McManus, and Estate of John A. Hayes, individually and as partners doing business as Richard Whitney & Company : pursuant to section 21(a) of the Securities Exchange Act of 1934
v. 1. - Washington : U.S. Government Printing Office , 1936
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| 82 |
Compilation of releases under securities act of 1933
Washington : U.S. Government Printing Office , 1936-1937
|
| 83 |
Compilation of releases under securities exchange act of 1934
Washington : U.S. Government Printing Office , 1936-1937
|
| 84 |
Rules of practice, as amended November 4, 1936 / Securities and Exchange Commission
[Washington : U.S. Government Printing Office , 1936]
|
| 85 |
Report on the government of securities exchanges
[Washington : U.S. Government Printing Office , 1935]
|
| 86 |
Accounting practices of the united founders corporation group of investment companies
Washington : U.S. Government Printing Office , [19--]
|
| 87 |
[Securities and Exchange Commission] Schedule
[S.l.] : [s.n.] , [19--]
|
| 88 |
Reported information on selected manufacturing groups / Survey of American Listed Corporations
New York, N.Y. : Survey of American Listed Corporations , 19--
|
| 89 |
Reported information on selected defense industries / Survey of American Listed Corporations
New York, N.Y. : Survey of American Listed Corporations , 19--
|
| 90 |
Reported information on selected industry groups / Survey of American Listed Corporations
New York, N.Y. : Survey of American Listed Corporations , 19--
|
| 91 |
Reported information on selected defense industries / Survey of American Listed Corporations
New York, N.Y. : Survey of American Listed Corporations , 19--
|
| 92 |
Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees, pursuant to section 211 of the Securities Exchange Act of 1934 / Securities and Exchange Commission
Index digest. - Washington : U.S. Government Printing Office
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| 93 |
Annual report of the Securities and Exchange Commission
[Reprint ed.]. - 1st (1935)-29th (1963). - Tokyo : Yushodo Booksellers
|
| 94 |
Annual report / Securities and Exchange Commission
[Reprint ed.]. - 30th (1964)-. - Tokyo : Yushodo Booksellers
|
| 95 |
Reported information on registrants with the Securities and Exchange Commission under the securities exchange act of 1934. Supplement / Survey of American Listed Corporations
New York, N.Y. : Survey of American Listed Corporations
|
| 96 |
Reported information on registrants with the Securities and Exchange Commission under the securities exchange act of 1934 / Survey of American Listed Corporations
New York, N.Y. : Survey of American Listed Corporations
|
| 97 |
Official summary of security transactions and holdings / United States Securities and Exchange Commission
Washington : United States Securities and Exchange Commission
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