United States. Securities and Exchange Commission

著者名典拠詳細を表示

著者の属性 団体
一般注記 Hesslein, M. Puts and calls, c1934
Conference on the Proposed Federal Securities Code (1980 : Washington, D.C.). Conference on the Proposed Federal Securities Code, October 16-17, 1980, c1980: copr. p. (Securities & Exchange Commission)
Created June 6, 1934
生没年等 1934
から見よ参照 S.E.C
SEC
S.E.C.O
SECO
Securities and Exchange Commission (U.S.)
United States. Securities & Exchange Commission
*アメリカ合衆国証券取引委員会<アメリカ ガッシュウコク ショウケン トリヒキ イインカイ>
アメリカ合衆国. 証券取引委員会<アメリカ ガッシュウコク. ショウケン トリヒキ イインカイ>
米国証券取引委員会<ベイコク ショウケン トリヒキ イインカイ>
U.S. Securities and Exchange Commission
コード類 典拠ID=5010042245
1 Performance and accountability report / U.S. Securities and Exchange Commission 2004 (2004)-. - Lanham, Md. : Bernan, a Division of the Kraus Organization , 2005-
2 SEC「会計連続通牒」 / [アメリカ合衆国証券取引委員会編] ; 鳥羽至英, 村山?五郎責任編集 ; 八田進二 [ほか] 翻訳・解説 1 1930-1960年代,2 1970年代 (1). - 東京 : 中央経済社 , 1998.10-2000.3
3 SEC guidelines : rules and regulations 1996,1998,2000. - Boston, Mass. : Warren, Gorham & Lamont , c1996-c2000
4 Annual report / Securities and Exchange Commission [Reprint ed.]. - [31th (1965)]-. - Buffalo, N.Y. : William S. Hein & Co. , 1996-
5 Issues in the perception of auditor independence : a research project commissioned by the chief accountant of the United States Securities and Exchange Commission / by John M. Lacey Los Angeles, Calif. : School of Accounting, University of Southern California , [1986]
6 Directory of companies required to file annual reports with the Securities and Exchange Commission : under the Securities Exchange Act of 1934 / alphabetically and by Industry Groups Washington, D.C. : U.S. Securities and Exchange Commission for sale by the Supt. of Docs., U.S. Government Printing Office , [1985]
7 United States of America before the Securities and Exchange Commission in the matter of McKesson & Robbins, Inc. : report on investigation New York : Garland Pub. , 1982
8 United States of America before the Securities and Exchange Commission in the matter of McKesson & Robbins, Inc. : testimony of expert witnesses New York : Garland Pub. , 1982
9 Institutional investor study report of the Securities and Exchange Commission v. 1-5, suppl. v. 1, 2(pt. 1-2), summary vol. - suppl. v. 2 pt. 2. - Buffalo, N.Y. : W.S. Hein , 1981
10 The SEC's Integrated disclosure system : Regulations S-K and S-X, Forms 10-K and 11-K, Shareholder reports, Proxy rules, New form S-15, Related registration forms : An analysis by Touche Ross & Co Chicago : Commerce Clearing House Inc. , c1980
11 Securities and Exchange Commission report to Congress on the Accounting Profession and the Commission's oversight role / prepared for the Subcommittee on Governmental Efficiency and the District of Columbia of the Committee on Governmental Affairs, United States Senate by the Securities and Exchange Commission Washington, D.C. : U.S. G.P.O , 1979
12 Securities and Exchange Commission report to Congress on the Accounting Profession and the Commission's oversight role / prepared for the Subcommittee on Governmental Efficiency and the District of Columbia of the Committee on Governmental Affairs. United States Senate by the Securities and Exchange Commission Washington, D.C. : U.S.Government Printing Office , 1978
13 Annual report of the Securities and Exchange Commission [S.l.] : H.J. Mason , 1978-
14 Securities and Exchange Commission staff report on transactions in securities of the City of New York / Subcommittee on Economic Stabilization of the Committee on Banking, Finance and Urban Affairs, House of Representatives, 95th Congress, first session Washington : U.S. Govt. Print. Off. , 1977
15 Regulation of the security markets New York : Arno Press , 1975
16 Institutional investors and corporate stock--a background study / Raymond W. Goldsmith, editor New York : National Bureau of Economic Research. - [New York] : Distributed by Columbia University Press , 1973
17 Institutional investor study report of the Securities and Exchange Commission : set - v. 6. - New York : Arno Press , 1971-
18 Directory of companies filing annual reports with the securities and exchange commission : under the securities exchange act of 1934 / United States. Securities and Exchange Commission Washington : U.S. Government Printing Office , [1971]
19 Investment company act of 1940 : as amended December 14, 1970 Washington : for sale by the Supt. of Docs., U.S. Government Printing Office , 1970
20 General rules and regulations under the Securities Exchange Act of 1934 / United States. Securities and Exchange Commission Washington, D.C. : U.S. Government Printing Office , 1967-1970
21 General rules and regulations under the Securities Act of 1933 Washington, D.C. : U.S. Government Printing Office , 1966-1970
22 Rules of practice and rules relating to investigations and code of behavior governing ex parte communications between persons outside the Commission and decisional employees / United States. Securities and Exchange Commission [Washington] : For sale by the Supt. of Docs., U.S. Government Printing Office , [1966-1972]
23 Annual report / Securities and Exchange Commission 30th (1964)-64th (1998) ; 1999 (1999)-2003 (2003). - Washington, D.C. : U.S. G.P.O. , 1965-2004
24 Rules of practice and rules relating to investigations, revised as of October 1, 1964 Washington, D.C. : U.S. Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. Government Printing Office , 1964
25 General rules and regulations under the Securities Act of 1933 Washington, D.C. : U.S. Government Printing Office , 1960-1965
26 General rules and regulations under the Securities Exchange Act of 1934 Washington, D.C. : U.S. Government Printing Office , 1960-1965
27 Organization, procedures, rules of practice, and statutes : July 15, 1960 Washington, D.C. : U.S. Government Printing Office , 1960
28 General rules and regulations under the public utility holding company act of 1935 Washington : U.S. Government Printing Office , 1958-1963
29 General rules and regulations under the Securities Act of 1933 Washington, D.C. : U.S. Government Printing Office , 1956-1959
30 General rules and regulations under the Securities Exchange Act of 1934 Washington, D.C. : U.S. Government Printing Office , 1956-1959
31 General rules and regulations under the Investment Company Act of 1940 : as in effect May 1, 1955 / United States, Securities and Exchange Commission Washington : U.S. Government Printing Office , 1955
32 Securities traded on exchanges under the Securities exchange act Washington, D.C. : Securities and Exchange Commission , [1953]-[1963]
33 Cost of flotation, 1945-1949 : data on the cost of flotation of issues effectively registered with the Securities and Exchange Commission Washington, D.C. : Securities and Exchange Commission , 1951
34 Quarterly financial report. United States manufacturing corporations / Federal Trade Commission-Securities and Exchange Commission 1951, 3rd quarter (1951)-1955, 2nd quarter (1955). - Washington, D.C. : Federal Trade Commission , 1951-1955
35 Securities registered under the Securities act of 1933: cost of flotation 1950 1st quarter - 1950 2nd quarter. - Washington, D.C. : Securities and Exchange Commission , [1950]-
36 General rules and regulations under the Securities Exchange Act of 1934 Washington, D.C. : U.S. Government Printing Office , 1950-1955
37 General rules and regulations under the Securities Act of 1933 Washington, D.C. : U.S. Government Printing Office , 1949-1953
38 A report on stock trading on the New York Stock Exchange on September 3, 1946 [Washington] : Division of Trading and Exchanges, Securities and Exchange Commission , 1947
39 Proposal to safeguard investors in unregistered securities : letter from chairman, Securities and Exchange Commission, transmitting a report of the Securities and Exchange Commission containing ... Washington : U.S. Government Printing Office , 1946
40 General rules and regulations under the Securities Exchange Act of 1934 Washington, D.C. : U.S. Government Printing Office , 1944-1949
41 Report on corporate war and post-war reserves, 1939-1942 Philadelphia : Securities and Exchange Commission , [1943]
42 Control and influence over industry and economic significance of investment companies ; Conclusions and recommendations Washington : U.S. Government Printing Office , 1942
43 Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission to December 31, 1939 / compiled by Ronald MacDonald v. 1-5 - v. 5. - Washington : U.S. Government Printing Office , 1941-
44 United States Securities and Exchange Commission : survey series : releases 1-4 - 4. - Washington, D.C. : Securities and Exchange Commission , [1941]-[1949]
45 General rules and regulations under the Securities Act of 1933 Washington, D.C. : U.S. Government Printing Office , 1941-1947
46 Over-the-counter brokers and dealers : registered with the Securities and Exchange Commission Washington, D.C. : Securities and Exchange Commission , [1940]-
47 The work of the Securities and Exchange Commission [1]-[2]. - [Washington] : U.S. Government Printing Office , 1940-1971
48 Abuses and deficiencies in the organization and operation of investment trusts and investment companies chapter 3-5. - Washington : U.S. Government Printing Office , 1940
49 Investment trusts and investment companies : letter from the chairman of the Securities and exchange commission transmitting, pursuant to law, a report on fixed and semifixed investment trusts Washington : U.S. Government Printing Office , 1940
50 General survey of accounting practices and reports to stockholders Washington : U.S. Government Printing Office , [1940]
51 Description of the activities of the united founders corporation group Washington : U.S. Government Printing Office , [1940]
52 Companies sponsoring installment investment plans ; Companies issuing face amount installment certificates ; Investment counsel, investment management, investment supervisory, and investment advisory services ; Fixed and semifixed investment trusts ; Commingled or common trust funds administered by banks and trust companies ; Investment trusts in Great Britain Washington : U.S. Government Printing Office , 1940
53 Charts & tables for use in hearings on savings and investment : Temporary National Economic Committee, May 16th to 26th, 1939 / Investment Banking Sect., Monopoly Study Securities and Exchange Commission 2. - Washington, D.C. : Securities and Exchange Commission , [1939]
54 Investment trusts and investment companies : letter from the chairman of the Securities and Exchange Commission, transmitting, pursuant to law, a report on investment trusts in Great Britain Washington : Government Printing Office , 1939
55 The nature, classification, and origins of investment trusts and investment companies ; Statistical survey of investment trusts and investment companies Washington : U.S. Government Printing Office , 1939
56 Detailed histories of various investment trusts and investment companies 1st-2nd section,3rd section,4th section. - Washington : U.S. Government Printing Office , [1939]
57 General rules and regulations under the public utility holding company act of 1935 Washington : U.S. Government Printing Office , 1939-1941
58 Rules of practice / Securities and Exchange Commission [Washington : U.S. Government Printing Office , 1939-1946]
59 Decisions and reports / Securities and Exchange Commission Vol. 2 (Jan. 1/Dec. 31, 1937)-. - Washington : U.S. G.P.O. , 1939-
60 Management plans without aid of committees Washington : U.S. Government Printing Office , 1938
61 A summary of the law pertaining to equity and bankruptcy reorganizations and of the commission's conclusions and recommendations Washington : U.S. Government Printing Office , 1938
62 General rules and regulations under the Securities Exchange Act of 1934 Washington, D.C. : U.S. Government Printing Office , 1938-1944
63 Decisions / Securities and Exchange Commission Vol. 1 (July 2, 1934/Dec. 31, 1936)-v. 1 (July 2, 1934/Dec. 31, 1936). - Washington : U.S. G.P.O. - Washington, D.C. : For sale by the Supt. of Docs. , 1938
64 Strategy and techniques of protective and reorganization committees Washington : U.S. Government Printing Office , 1937
65 Committees and conflicts of interest Washington : U.S. Government Printing Office , 1937
66 Protective committees and agencies for holders of defaulted foreign governmental bonds Washington : U.S. Government Printing Office , 1937
67 Securities traded on exchanges under the Securities exchange act, as of June 30, 1937 Washington, D.C. : Securities and Exchange Commission , [1937]
68 Compilation of releases under public utility holding company act Washington : U.S. Government Printing Office , 1937
69 General rules and regulations under the Securities Act of 1933 Washington, D.C. : U.S. Government Printing Office , 1937-1940
70 United States Securities and Exchange Commission : statistical series : releases 1 - 8. - [Washington, D.C.] : Securities and Exchange Commission , [1937]-[1946]
71 General rules and regulations and forms under the public utility holding company act of 1935 Washington : U.S. Government Printing Office , 1937-1938
72 Committees for the holders of real estate bonds Washington : U.S. Government Printing Office , 1936
73 Committees for the holders of municipal and quasi-municipal obligations Washington : U.S. Government Printing Office , 1936
74 Trustees under indentures Washington : U.S. Government Printing Office , 1936
75 Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker : pursuant to section 11(e) of the Securities Exchange Act of 1934 Washington : U.S. Government Printing Office , 1936
76 Over-the-counter brokers and dealers : registered with the Securities and Exchange Commission as of January 31, 1936 Washington, D.C. : Securities and Exchange Commission , 1936
77 Over-the-counter brokers and dealers : registered with the Securities and Exchange Commission Washington, D.C. : Securities and Exchange Commission , [1936]-
78 Background of investment company industry in relation to abuses Washington : U.S. Government Printing Office , [1936]
79 Official summary of holdings of officers, directors, and principal stockholders as reported to the Commission on forms 4, 5, and 6 pursuant to section 16 of the Securities Exchange Act of 1934, as of December 31, 1935 Washington : United States Government Printing Office , 1936
80 United States of America before the Securities and Exchange Commission in the matter of Richard Whitney, Edwin D. Morgan, Jr., F. Kingsley Rodewald, Henry D. Mygatt, Daniel G. Condon, John J. McManus, and Estate of John A. Hayes, individually and as partners doing business as Richard Whitney & Company : pursuant to section 21(a) of the Securities Exchange Act of 1934 v. 1. - Washington : U.S. Government Printing Office , 1936
81 Compilation of releases under securities act of 1933 Washington : U.S. Government Printing Office , 1936-1937
82 Compilation of releases under securities exchange act of 1934 Washington : U.S. Government Printing Office , 1936-1937
83 Rules of practice, as amended November 4, 1936 / Securities and Exchange Commission [Washington : U.S. Government Printing Office , 1936]
84 Report on the government of securities exchanges [Washington : U.S. Government Printing Office , 1935]
85 Accounting practices of the united founders corporation group of investment companies Washington : U.S. Government Printing Office , [19--]
86 [Securities and Exchange Commission] Schedule [S.l.] : [s.n.] , [19--]
87 Reported information on selected manufacturing groups / Survey of American Listed Corporations New York, N.Y. : Survey of American Listed Corporations , 19--
88 Reported information on selected defense industries / Survey of American Listed Corporations New York, N.Y. : Survey of American Listed Corporations , 19--
89 Reported information on selected industry groups / Survey of American Listed Corporations New York, N.Y. : Survey of American Listed Corporations , 19--
90 Reported information on selected defense industries / Survey of American Listed Corporations New York, N.Y. : Survey of American Listed Corporations , 19--
91 Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees, pursuant to section 211 of the Securities Exchange Act of 1934 / Securities and Exchange Commission Index digest. - Washington : U.S. Government Printing Office
92 Annual report of the Securities and Exchange Commission [Reprint ed.]. - 1st (1935)-29th (1963). - Tokyo : Yushodo Booksellers
93 Annual report / Securities and Exchange Commission [Reprint ed.]. - 30th (1964)-. - Tokyo : Yushodo Booksellers
94 Reported information on registrants with the Securities and Exchange Commission under the securities exchange act of 1934. Supplement / Survey of American Listed Corporations New York, N.Y. : Survey of American Listed Corporations
95 Reported information on registrants with the Securities and Exchange Commission under the securities exchange act of 1934 / Survey of American Listed Corporations New York, N.Y. : Survey of American Listed Corporations
96 Official summary of security transactions and holdings / United States Securities and Exchange Commission Washington : United States Securities and Exchange Commission